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Desmond Anthony Scott

Transamerica Financial Advisors, Inc.

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About Desmond Anthony Scott

Desmond Anthony Scott is a financial advisor with Transamerica Financial Advisors, Inc. Desmond has been a Registered Representative since 2002 and an Investment Advisor Representative since 2012. Desmond is registered to provide investment advisory services in New Jersey and New York. Desmond holds the Series 6, Series 63, Series 26, and Series 65 licenses. In addition to his work with Transamerica Financial Advisors, Inc., Desmond provides insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc., and supports small businesses with their accounting and planning needs. Desmond has been providing financial services to a variety of clients, including individuals, families, businesses, and institutions.

Firm Information

Desmond Scott is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Desmond Scott’s Registration & Firm History

NY

05/07/2021 - Present

Transamerica Financial Advisors, Inc. (NEW YORK NY)

GA

08/26/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 12/18/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Desmond Anthony Scott.
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