Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Desmond? Claim Your ProfileDesmond Anthony Havlicek is a registered representative of Wellington Funds Distributors Inc., a firm with its main office in Boston, Massachusetts. Desmond is a licensed agent and has passed several exams in the securities industry, including the Series 7, Series 3, Series 63, and the SIE. He is also a licensed principal with a Series 24 designation. Desmond’s industry experience dates back to 2009 and he has held previous roles with Brown Brothers Harriman & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/25/2012 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
NY
10/01/2000 - 11/28/2003
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
BC
Issued 10/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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