Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Desiree? Claim Your ProfileDesiree Pierce is a financial advisor with over 20 years of experience in the industry. Desiree currently works at Wells Fargo Clearing Services, LLC in Los Angeles, CA. Desiree has worked for several financial institutions, including Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Northern Trust Securities, Inc. Desiree holds a Series 7, Series 63, and Series 65 licenses, along with the SIE. She is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/30/2021 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
01/03/2011 - 04/26/2012
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
04/28/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/25/2002 - 05/02/2008
NORTHERN TRUST SECURITIES, INC. (LOS ANGELES CA)
MN
10/15/1998 - 02/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/15/1998 - 02/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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