Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Desiree? Claim Your ProfileDesiree N. Figueroa is a financial advisor with over 16 years of experience in the financial services industry. Desiree is currently registered with Cambridge Investment Research, Inc. in Arizona. Prior to joining Cambridge, Desiree worked at ASSETMARK BROKERAGE, LLC, Capital Brokerage Corporation, and Genworth Financial Securities Corporation. Desiree holds Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/05/2022 - Present
Cambridge Investment Research, Inc. (PHOENIX AZ)
AZ
08/15/2014 - 07/12/2022
ASSETMARK BROKERAGE, LLC (Phoenix AZ)
VA
01/14/2008 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
05/31/2007 - 01/14/2008
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
MA
07/23/2004 - 05/26/2005
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 07/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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