Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Desiree? Claim Your ProfileDesiree Diane Cruise is a financial professional with over 17 years of experience in the financial services industry. Desiree is currently registered with Empower Financial Services, Inc. Desiree has held previous positions with firms such as Prudential Investment Management Services LLC, M HOLDINGS SECURITIES, INC. and VANGUARD MARKETING CORPORATION. Desiree holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
CA
12/17/2015 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Los Angeles CA)
CA
03/28/2014 - 12/17/2015
M HOLDINGS SECURITIES, INC. (EL SEGUNDO CA)
AZ
05/15/2000 - 07/16/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 04/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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