Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Desiree? Claim Your ProfileDesiree Dawn Bunch is a financial advisor with Wells Fargo Clearing Services, LLC, Desiree has been in the industry since 1988. Desiree is registered with the state of California, and holds the Series 63, Series 65, Series 7, Series 9, Series 10, Series 99TO, and SIE licenses. Desiree's previous employers include WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC., LINSCO/PRIVATE LEDGER CORP., CAPITAL BROKERAGE CORPORATION, MCCLURG CAPITAL CORPORATION, GREAT WESTERN FINANCIAL SECURITIES CORPORATION, EVEREN SECURITIES, INC., and PAINEWEBBER INCORPORATED. Desiree has a power of attorney for her mother, and provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SANTA ROSA CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA ROSA CA)
CA
12/06/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
SC
06/02/1999 - 01/07/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
VA
02/24/1998 - 12/23/1999
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
04/17/1998 - 05/25/1999
MCCLURG CAPITAL CORPORATION (SAN RAFAEL CA)
CA
08/14/1996 - 02/05/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MO
06/07/1996 - 07/31/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NJ
10/03/1995 - 06/28/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
11/25/1987 - 09/14/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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