Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Desere? Claim Your ProfileDesere Johns has been a registered representative in the financial industry since 2004. Desere is currently employed by Charles Schwab & CO., Inc. and is registered with the state of Nebraska. Previously, Desere was registered with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. Desere has passed several industry exams including the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the Registered Options Principal Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Desere is a licensed investment advisor representative in the state of Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
07/02/2021 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
04/22/2006 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
NE
01/17/2013 - 12/31/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
06/18/2004 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 07/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2018
Series 4 - Registered Options Principal Examination
BC
Issued 04/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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