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Deryck Ian Tweedley

Middlegate Securities Inc.

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About Deryck Ian Tweedley

Deryck Tweedley is a financial professional with over 20 years of experience in the industry. Currently, Deryck Tweedley is registered with Middlegate Securities Inc. Previously, Deryck Tweedley was affiliated with BREAN CAPITAL, LLC, STONEX FINANCIAL INC., INTL FCSTONE CREDIT TRADING LLC, OPPENHEIMER & CO. INC., EXOTIX USA INC., INTERCAPITAL SECURITIES LLC, ICAP CORPORATES LLC, and WESTLB SECURITIES INC. Deryck Tweedley holds licenses for Series 63, 24, 99TO, SIE, and 7. Deryck Tweedley is registered in the following states: California, Connecticut, Florida, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, Texas, and Wisconsin.

Firm Information

Deryck Tweedley is currently registered with Middlegate Securities Inc.. Middlegate Securities Inc. is a Corporation formed in 1987 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deryck Tweedley’s Registration & Firm History

NY

02/15/2024 - Present

Middlegate Securities Inc. (NEW YORK NY)

CT

05/09/2023 - 02/05/2024

BREAN CAPITAL, LLC (DARIEN CT)

CT

05/01/2019 - 04/20/2023

STONEX FINANCIAL INC. (Stamford CT)

NY

03/11/2019 - 05/01/2019

INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)

NY

04/09/2018 - 01/11/2019

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

01/14/2008 - 04/02/2018

EXOTIX USA INC. (NEW YORK NY)

NY

06/26/2006 - 03/03/2008

INTERCAPITAL SECURITIES LLC (NEW YORK NY)

NY

08/14/2006 - 09/14/2006

ICAP CORPORATES LLC (NEW YORK NY)

NY

12/21/1999 - 06/20/2006

WESTLB SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deryck Ian Tweedley.
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