Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derrick? Claim Your ProfileDerrick Walsh is a financial professional with over 10 years of experience in the industry. Currently, Derrick Walsh is registered with Axos Clearing LLC and Axos Invest LLC. Derrick Walsh has experience in a variety of financial services, including investments, securities, and financial planning. Derrick Walsh is a Series 66, 27, SIE, 99TO, and 7 licensed professional. Prior to joining Axos Clearing LLC, Derrick Walsh was employed by LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
02/04/2022 - Present
Axos Clearing LLC (Omaha NE)
CA
08/16/2012 - 07/16/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 05/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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