Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derrick? Claim Your ProfileDerrick Ray Formby is a financial professional registered with Pruco Securities, LLC, located in Houston, Texas. Derrick is a registered representative with over 18 years of experience in the industry. Derrick has been affiliated with Pruco Securities, LLC since October 2022. Previous employers include LPL Financial LLC, UVEST FINANCIAL SERVICES GROUP, INC., and EDWARD JONES. Derrick is registered in multiple states and holds several professional licenses including Series 63, 66, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
10/03/2022 - Present
Pruco Securities, LLC (HOUSTON TX)
TX
10/11/2011 - 11/02/2022
LPL FINANCIAL LLC (BASTROP TX)
TX
06/17/2010 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (BASTROP TX)
TX
11/10/2004 - 06/14/2010
EDWARD JONES (BASTROP TX)
BOTH
Issued 08/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Derrick Formby is the right advisor for you? Invested Better is here to help.
