Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derrick? Claim Your ProfileDerrick Keith Williams is a financial advisor with Cetera Investment Advisers LLC, currently registered in North Carolina. Derrick has been in the financial services industry since 1996 and has worked with several firms. His experience includes roles with Charles Schwab & Co., Inc., TD Ameritrade, Inc., Oppenheimer & Co. Inc., Questar Capital Corporation, Triad Advisors, Inc., and SunTrust Investment Services, Inc.. Derrick is a licensed financial advisor and holds the Series 6, 7, 24, 63, 66, 99TO and SIE securities licenses.
Clayton, NC
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/21/2023 - Present
Cetera Investment Advisers LLC (Clayton NC)
TX
01/17/2022 - 08/22/2022
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
03/14/2018 - 01/17/2022
TD AMERITRADE, INC. (OMAHA NE)
GA
02/23/2016 - 03/02/2018
OPPENHEIMER & CO. INC. (ATLANTA GA)
GA
09/25/2013 - 02/11/2016
QUESTAR CAPITAL CORPORATION (WOODSTOCK GA)
GA
07/20/2007 - 10/07/2013
TRIAD ADVISORS, INC. (NORCROSS GA)
GA
05/10/2002 - 05/16/2007
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
NE
10/04/1996 - 11/02/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MA
04/26/1995 - 11/20/1995
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
07/27/1994 - 09/19/1994
MARVIN TERRY AND COMPANY INC
BOTH
Issued 3/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/3/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/23/2010
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/5/1996
Series 7 - General Securities Representative Examination
BC
Issued 7/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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