Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derrick? Claim Your ProfileDerrick Shim is a financial advisor with Cetera Advisor Networks LLC. Derrick has been in the financial industry since 2023. Derrick is registered with FINRA and the state of Nebraska. Derrick has passed the Series 7TO, Series 63, and SIE exams. Derrick's previous employment was with CHARLES SCHWAB & CO., INC. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
07/10/2024 - Present
Cetera Advisor Networks LLC (OMAHA NE)
IL
09/15/2023 - 05/31/2024
CHARLES SCHWAB & CO., INC. (Chicago IL)
BC
Issued 09/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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