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Derrick James Catherman

Tiaa-Cref Individual & Institutional Services, LLC

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About Derrick James Catherman

Derrick Catherman is a financial professional with experience in the financial services industry. Derrick is currently registered as an Investment Advisor Representative with TIAA-CREF Individual & Institutional Services, LLC, and holds Series 63 and 66 licenses. Derrick is also a registered Investment Advisor in North Carolina. Derrick has prior experience with Purshe Kaplan Sterling Investments and AXA Advisors, LLC. Derrick has a broad range of experience, and specializes in Retirement Planning, College Savings Plans, and Asset Allocation.

Firm Information

Derrick Catherman is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Derrick Catherman’s Registration & Firm History

NC

12/05/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Gastonia NC)

NC

11/07/2019 - 01/09/2024

PURSHE KAPLAN STERLING INVESTMENTS (Charlotte NC)

TX

09/14/2019 - 11/04/2019

AXA ADVISORS, LLC (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 07/29/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/16/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derrick James Catherman.
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