Unclaimed
Derrick Hoefsloot is a financial professional with extensive experience in the securities industry. Derrick has a strong background in trading and investment banking. Derrick is currently registered with Scotia Capital (usa) Inc. Previously, Derrick worked for Volant Liquidity, LLC and CTC L.L.C. Derrick holds several industry licenses, including Series 7TO, SIE, and Series 57. Derrick has also passed the General Securities Principal Examination (Series 24).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/29/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
11/14/2016 - 01/13/2017
VOLANT LIQUIDITY, LLC (NEW YORK NY)
IL
10/22/2003 - 03/20/2007
CTC L.L.C. (CHICAGO IL)
IL
10/22/2003 - 03/04/2004
CTC L.L.C. (CHICAGO IL)
BC
Issued 04/15/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 57 - Securities Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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