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Derrick Hoefsloot

Scotia Capital (usa) Inc.

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About Derrick Hoefsloot

Derrick Hoefsloot is a financial professional with extensive experience in the securities industry. Derrick has a strong background in trading and investment banking. Derrick is currently registered with Scotia Capital (usa) Inc. Previously, Derrick worked for Volant Liquidity, LLC and CTC L.L.C. Derrick holds several industry licenses, including Series 7TO, SIE, and Series 57. Derrick has also passed the General Securities Principal Examination (Series 24).

Firm Information

Derrick Hoefsloot is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derrick Hoefsloot’s Registration & Firm History

NY

09/29/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

11/14/2016 - 01/13/2017

VOLANT LIQUIDITY, LLC (NEW YORK NY)

IL

10/22/2003 - 03/20/2007

CTC L.L.C. (CHICAGO IL)

IL

10/22/2003 - 03/04/2004

CTC L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/15/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/13/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2016

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Derrick Hoefsloot.
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