Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derrick? Claim Your ProfileDerrick Gin is a financial advisor registered with J.P. Morgan Securities LLC. Derrick has been working in the financial services industry since 2001. Prior to joining J.P. Morgan Securities LLC, Derrick was employed by Citigroup Global Markets Inc., Signator Investors, Inc., MML Investors Services, Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Derrick holds Series 6, 7, 63, and 65 licenses as well as the SIE. Derrick is registered with the state of California as a broker-dealer and investment advisor and is also registered as a broker-dealer with several other states. Derrick's office is located in Irvine, CA and he is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/02/2014 - Present
J.p. Morgan Securities LLC (IRVINE CA)
CA
10/31/2011 - 05/02/2014
CITIGROUP GLOBAL MARKETS INC. (CERRITOS CA)
CA
02/27/2009 - 07/21/2011
SIGNATOR INVESTORS, INC. (IRVINE CA)
CA
04/12/2004 - 03/05/2009
MML INVESTORS SERVICES, INC. (IRVINE CA)
WI
04/16/2001 - 04/08/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
04/16/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 4/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/7/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 4/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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