Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derrick? Claim Your ProfileDerrick Daching Chao is a financial professional with over 12 years of experience in the industry. Currently, Derrick is registered with Bofa Securities, Inc. in Palo Alto, CA. Prior to joining Bofa Securities, Inc., Derrick worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and WALNUT STREET SECURITIES, INC. Derrick holds licenses for Series 6, Series 79, Series 63, and Series 24. Derrick specializes in research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
05/10/2019 - Present
Bofa Securities, Inc. (PALO ALTO CA)
CA
07/18/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
CA
06/18/2008 - 07/26/2011
WALNUT STREET SECURITIES, INC. (MILLBRAE CA)
BC
Issued 06/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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