Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derrick? Claim Your ProfileDerrick Chao is a financial advisor with over 10 years of experience in the industry. Derrick is registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. Derrick's focus is on financial planning, portfolio management for individuals and businesses, and selection of other advisors. Derrick also offers pension consulting services. Derrick's professional experience includes previous roles at First Republic Securities Company, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors, LLC and U.S. Bancorp Investments, Inc. Derrick currently holds licenses for the Series 6, 7 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/30/2024 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
04/14/2022 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
11/03/2016 - 10/04/2021
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
09/19/2013 - 08/03/2016
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
02/14/2013 - 08/08/2013
U.S. BANCORP INVESTMENTS, INC. (PACIFICA CA)
CA
03/05/2012 - 05/31/2012
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
BOTH
Issued 10/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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