Unclaimed
Derrick Brauner is a financial advisor with Moloney Securities Asset Management LLC. Derrick has been in the securities industry since 2012 and has a Series 66 license. Derrick also holds the Series 7 and SIE licenses. In addition to working with Moloney Securities Asset Management LLC, Derrick has also worked with Smith, Moore & Co.. Derrick is registered as a financial advisor in 15 states. Derrick has earned the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/31/2017 - Present
Moloney Securities Asset Management LLC (MANCHESTER MO)
MO
07/23/2012 - 08/30/2017
SMITH, MOORE & CO. (OSAGE BEACH MO)
BOTH
Issued 08/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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