Unclaimed
Derrick Alan Schmucker is an investment advisor representative associated with PFS Investments Inc. Derrick has been in the industry since October 27, 2004. Derrick has a Series 63 license and a Series 65 license. Derrick's main office is located in BURBANK, CA. Derrick is registered to provide investment advisory services in the state of California. Derrick provides investment advisory services for individuals. Derrick is also a registered representative for PFS Investments Inc. and provides sales of investment-related products for companies affiliated with PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
10/12/2011 - Present
PFS Investments Inc. (BURBANK CA)
IA
Issued 09/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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