Unclaimed
Derrell Thompson is an investment advisor representative with Vanguard Advisers, Inc. Derrell Thompson has been in the industry since 2015 and has been registered with the firm since 2016. Derrell Thompson has a Series 6, 7TO, 63, and 66 license and is registered in Texas and Pennsylvania. Derrell Thompson specializes in providing investment advice to individuals, businesses, and pooled investment vehicles. Derrell Thompson is also involved in financial planning and selecting other advisors. Derrell Thompson is a Registered Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/13/2022 - Present
Vanguard Advisers, Inc. (MALVERN PA)
PA
10/19/2015 - 11/07/2016
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 06/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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