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Deron Jefferson Greenwaldt

Northwestern Mutual Investment Services, LLC

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About Deron Jefferson Greenwaldt

Deron Greenwaldt is a financial advisor with Northwestern Mutual Investment Services, LLC, registered with the state of Minnesota. Deron's previous experience includes roles with First Allied Securities, Inc., Clark Securities, Inc., AAL Capital Management Corporation, and United Planners' Financial Services of America. Deron has a combined 23 years of experience in the financial services industry.

Firm Information

Deron Greenwaldt is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Deron Greenwaldt’s Registration & Firm History

MN

11/05/2013 - Present

Northwestern Mutual Investment Services, LLC (MINNEAPOLIS MN)

MN

05/31/2007 - 05/03/2011

FIRST ALLIED SECURITIES, INC. (MINNEAPOLIS MN)

MN

01/24/2002 - 05/31/2007

CLARK SECURITIES, INC. (MINNEAPOLIS MN)

MN

08/31/1998 - 07/31/2001

AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)

AZ

04/02/1998 - 06/26/1998

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 04/24/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/07/2015

Series 24 - General Securities Principal Examination

BC

Issued 03/05/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/06/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deron Jefferson Greenwaldt.
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