Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deron? Claim Your ProfileDeron James Richens is a financial advisor with Bluerock Capital Markets LLC. Deron has been in the financial services industry since 1997 and holds the Series 7, Series 24, Series 63 and SIE licenses. Deron is currently registered in California and New York. Prior to joining Bluerock Capital Markets LLC, Deron was a registered representative with Griffin Capital Securities, LLC, Euro Pacific Capital, Inc., MetLife Investors Distribution Company, Tower Square Securities, Inc., Equitable Distributors, Inc., H.J. Meyers & Co., Inc. and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/02/2018 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
CA
11/12/2012 - 11/16/2017
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
CA
03/30/2011 - 11/06/2012
EURO PACIFIC CAPITAL, INC. (NEWPORT BEACH CA)
CA
08/10/2004 - 09/03/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CT
09/14/2006 - 06/25/2007
TOWER SQUARE SECURITIES, INC. (HARTFORD CT)
CA
03/06/2001 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NC
07/31/1998 - 11/17/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NY
01/22/1996 - 06/11/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
CO
10/13/1995 - 12/19/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 10/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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