Unclaimed
Deron Don Florey is a financial advisor with Cetera Investment Advisers LLC. Deron has been in the financial industry since 1996 and has been registered with the Securities and Exchange Commission (SEC) since 2009. Deron holds Series 7, 9, 10, 63, and 66 licenses. Deron specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Deron is also a Certified Financial Planner (CFP®). Cetera Investment Advisers LLC provides financial advisory services to individuals, families, businesses, and institutions. Cetera Investment Advisers LLC is a registered investment adviser with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/02/2022 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
AZ
02/09/2009 - 05/11/2022
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
01/28/1998 - 04/17/2006
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
TX
12/02/1992 - 05/13/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
07/31/1991 - 08/07/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/31/1991 - 08/07/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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