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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dermot? Claim Your ProfileDermot Bermingham is a financial advisor with UBS Financial Services Inc. Dermot has been in the industry since March 25, 2000. Dermot specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and businesses. Dermot holds the Series 7, 63, 66, 24, 4, 21, 25, 55, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (New York NY)
NJ
02/12/2013 - 07/29/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
12/01/2008 - 10/24/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/23/2001 - 03/24/2009
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
10/09/1999 - 04/23/2001
WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)
BOTH
Issued 04/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 10/21/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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