Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derion? Claim Your ProfileDerion Tabb is a financial advisor with Wells Fargo Clearing Services, LLC. Derion has been in the financial services industry since October 2019 and is registered with the state of Missouri. Derion holds Series 7TO, 9, 10, 24, 63, and 66 licenses and offers a wide range of financial planning and investment management services. Derion is also an owner of The Kendt Collection, LLC, an online retail apparel store.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/22/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/11/2021 - 06/24/2022
EDWARD JONES (ST LOUIS MO)
MO
09/26/2019 - 06/17/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 02/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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