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Derick Leon Gant

Gant Investment Advisors, Inc.

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About Derick Leon Gant

Derick Gant is a registered investment advisor representative with Gant Investment Advisors, Inc. in Toledo, OH. Derick has been in the securities industry since January 1992. Derick's previous experience includes roles at Wunderlich Securities, Inc. and Mutual Service Corporation. Derick has licenses for Series 6, 7, 24, 63 and 65. Derick Gant currently manages approximately $1,800,000 for 40 clients.

Firm Information

Derick Gant is currently registered with Gant Investment Advisors, Inc.. Gant Investment Advisors, Inc. is an investment advisor with 1 licensed agent and 1 investment advisor representative. The firm manages approximately $1.8 million in assets for 40 individuals. Their services include portfolio management for individuals.

$1.80M

Assets Under Management

40

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derick Gant’s Registration & Firm History

OH

02/19/2009 - Present

Gant Investment Advisors, Inc. (TOLEDO OH)

OH

10/26/2007 - 08/02/2010

WUNDERLICH SECURITIES, INC. (TOLEDO OH)

OH

02/16/2001 - 11/01/2007

MUTUAL SERVICE CORPORATION (TOLEDO OH)

AZ

01/23/1992 - 02/21/2001

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 09/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2000

Series 24 - General Securities Principal Examination

BC

Issued 12/27/1993

Series 7 - General Securities Representative Examination

BC

Issued 01/22/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Derick Leon Gant. Review regulatory record here.
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