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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derick? Claim Your ProfileDerick Kelly has been in the financial services industry since 2009. Derick Kelly is currently registered as an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. in Elk River, MN. Derick Kelly is also registered as an Investment Advisor Representative with OSAIC WEALTH, INC., SAGEPOINT FINANCIAL, INC., and AMERIPRISE FINANCIAL SERVICES, INC. in the past. Derick Kelly has a Series 63, Series 66, Series 7, and SIE license. Derick Kelly is a Certified Financial Planner. Derick Kelly specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MN
11/01/2023 - Present
Cambridge Investment Research Advisors, Inc. (Elk River MN)
MN
09/01/2023 - 11/03/2023
OSAIC WEALTH, INC. (FOREST LAKE MN)
MN
01/07/2014 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FOREST LAKE MN)
MN
09/01/2009 - 05/22/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 05/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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