Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Chan is a financial advisor with Park Avenue Securities LLC based in Flushing, New York. Derek has been working in the industry since 1997. Derek is registered with FINRA and holds a Series 63, Series 7, Series 10, Series 24, Series 31, and SIE license. Derek also holds the Series 65 license. Derek's primary focus is on providing financial planning, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/02/2020 - Present
Park Avenue Securities LLC (FLUSHING NY)
NJ
03/25/2017 - 01/29/2020
MML INVESTORS SERVICES, LLC (EDISON NJ)
NY
07/05/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
01/01/2005 - 05/31/2012
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
12/03/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
09/08/1998 - 12/02/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/19/1996 - 08/13/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/26/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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