Unclaimed
Derek William Lemen is a registered representative with Fidelity Brokerage Services LLC, holding both Series 7TO and Series 63 licenses. Derek has over two years of experience in the financial services industry. Derek's previous experience includes roles with Robinhood Financial, LLC and TD Ameritrade, Inc. Derek is currently licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
03/28/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
06/29/2021 - 05/10/2022
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
MO
01/04/2021 - 06/09/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 01/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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