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Derek William Januario

Advisors Asset Management, Inc.

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About Derek William Januario

Derek Januario is an investment advisor representative. Derek has been in the securities industry since 2004. Derek is currently registered with Advisors Asset Management, Inc. Derek is also registered with the following firms: BlackRock Investments, LLC, Vanguard Marketing Corporation, Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.. Derek has passed the Series 6, Series 7, Series 63 and Series 65 exams. Derek specializes in portfolio management for individuals, investment companies, and businesses.

Firm Information

Derek Januario is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Januario’s Registration & Firm History

NY

06/06/2023 - Present

Advisors Asset Management, Inc. (MELVILLE NY)

NY

09/25/2017 - 01/18/2023

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

PA

09/08/2008 - 09/12/2017

VANGUARD MARKETING CORPORATION (MALVERN PA)

PA

01/01/2008 - 08/18/2008

FIDELITY BROKERAGE SERVICES LLC (WEST CONSHOHOCKEN PA)

PA

03/25/2004 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WEST CONSHOHOCKEN PA)

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Licenses & Designations

IA

Issued 12/18/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/03/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/24/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Derek William Januario.
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