Unclaimed
Derek Fisher is a financial advisor with T. Rowe Price Associates, Inc. Derek has been in the industry since 2002. Derek William Fisher has a Series 63 and a Series 65 licenses and has been registered with FINRA since 2001 and is active in 53 states. Prior to joining T. Rowe Price Associates, Inc., Derek Fisher was with NEUBERGER BERMAN LLC from 2011 to 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
04/18/2017 - Present
T. Rowe Price Associates, Inc. (Summit NJ)
IL
03/11/2011 - 05/05/2015
NEUBERGER BERMAN LLC (CHICAGO IL)
IL
07/06/2006 - 05/05/2015
NEUBERGER BERMAN MANAGEMENT LLC (CHICAGO IL)
NY
02/12/2004 - 07/06/2006
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
08/05/2002 - 02/12/2004
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
NJ
08/14/2001 - 11/29/2001
HENNION & WALSH, INC. (PARSIPPANY NJ)
IA
Issued 06/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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