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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Weatherford is a financial advisor with LPL Financial LLC in Minneapolis, Minnesota. Derek has over 16 years of experience in the financial services industry. Derek holds the Series 6, 7, 31, and SIE licenses, as well as the Series 63 state license. Derek is also a Certified Financial Planner. Derek has experience working with individuals, corporations, and institutions. Derek specializes in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
03/24/2021 - Present
LPL Financial LLC (MINNEAPOLIS MN)
MN
05/07/2019 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (Minneapolis MN)
MN
08/16/2017 - 03/20/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
MN
09/25/2015 - 06/19/2017
SANFORD C. BERNSTEIN & CO., LLC (MINNEAPOLIS MN)
MA
10/20/2004 - 09/15/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/17/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
05/29/2003 - 02/28/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 12/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 09/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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