Unclaimed
Derek Wayne Hull is a financial advisor with Stifel, Nicolaus & Company, Inc., having over 29 years of experience in the financial services industry. Derek is a Certified Financial Planner, and holds licenses in several states. Derek has a deep understanding of financial planning and investment management, and is dedicated to helping clients achieve their financial goals. Derek has previously been registered with WELLS FARGO CLEARING SERVICES, LLC, FIRST UNION CAPITAL MARKETS CORP., and MORGAN KEEGAN & COMPANY, INC. Derek is committed to providing clients with personalized service and guidance, and is always working to stay up-to-date on the latest market trends and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
06/30/2021 - Present
Stifel, Nicolaus & Company, Inc. (BOWLING GREEN KY)
KY
10/01/1999 - 07/06/2021
WELLS FARGO CLEARING SERVICES, LLC (BOWLING GREEN KY)
NC
02/10/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
TN
09/02/1993 - 03/08/1995
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 06/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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