Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Wayne Huffman is a financial advisor with Wells Fargo Clearing Services, LLC. Derek has been a financial advisor for more than 10 years, and is registered with the state of California, as well as Texas. Derek Wayne Huffman offers financial planning, portfolio management for individuals and businesses, pension consulting and investment consulting services to institutional clients. He has earned the Series 66, Series 9, Series 10 and Series 7 licenses, and the SIE certification. Derek Wayne Huffman is a registered representative of Wells Fargo Advisors, LLC and is a registered investment advisor of Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/06/2019 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
BOTH
Issued 02/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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