Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Waslick is an investment advisor representative with Fidelity Institutional Wealth Adviser LLC, providing investment advice to individuals and businesses. Derek has been active in the financial services industry since December 2013 and holds multiple licenses and certifications, including Series 6, 7, 63, 66 and SIE. Derek’s previous employment includes positions at MML Investors Services, LLC, NYLIFE Securities LLC, and First Investors Corporation. Derek’s clients include corporations, high net worth individuals, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Overlay portfolio management; non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
01/13/2023 - Present
Fidelity Institutional Wealth Adviser LLC (SMITHFIELD RI)
MA
05/14/2014 - 08/17/2021
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
10/03/2011 - 03/26/2012
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
05/30/2011 - 07/01/2011
FIRST INVESTORS CORPORATION (WOBURN MA)
BOTH
Issued 12/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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