Unclaimed
Derek Quint is a financial professional with over 10 years of experience in the industry. Derek currently holds a Series 63, SIE and Series 79 license and is registered in California with Barclays Capital Inc. Derek's previous experience includes a role at MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/12/2017 - Present
Barclays Capital Inc. (LOS ANGELES CA)
CA
09/02/2016 - 09/12/2017
MORGAN STANLEY & CO. LLC (LOS ANGELES CA)
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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