Unclaimed
Derek Tyson Keller is a financial professional with over 15 years of experience in the industry. Derek has a strong background in investment banking and municipal securities. Derek is currently registered with UBS Securities LLC. Derek has held previous roles with BARCLAYS CAPITAL INC. and SEATTLE-NORTHWEST SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/01/2023 - Present
UBS Securities LLC (New York NY)
NY
09/08/2011 - 09/14/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
OR
04/10/2006 - 07/10/2009
SEATTLE-NORTHWEST SECURITIES CORPORATION (PORTLAND OR)
BC
Issued 01/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/07/2006
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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