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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Timothy Little is a financial advisor with Fidelity Personal AND Workplace Advisors. Derek has been in the financial industry since 1997 and has been with Fidelity Personal AND Workplace Advisors since 2018. Derek is registered to provide investment advice in 19 states and has passed several industry exams, including the Series 6, Series 7, Series 9, Series 10, Series 63, and Series 66. Previously, Derek worked with Equity Services, Inc., Morgan Stanley DW Inc., A. G. Edwards & Sons, Inc., Fidelity Brokerage Services, Inc., and Fidelity Investments Institutional Services Company, Inc. Derek is currently registered to provide investment advice in Pennsylvania and Texas. Derek's areas of expertise include financial planning, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SPRING CITY PA)
VT
12/20/2002 - 08/28/2003
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
07/10/2000 - 12/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
01/21/1999 - 08/04/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
RI
09/09/1998 - 12/23/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
09/25/1997 - 09/09/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 12/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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