Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Kokubun is a financial advisor at Raymond James Financial Services Advisors, Inc. Derek has been in the industry since August 20, 2008. Derek is registered in 16 states for both securities and investment advisory services. Derek is also registered as a Registered Representative in California and a Registered Investment Advisor Representative in Texas. Derek has experience with a variety of clients including corporations, individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
07/28/2022 - Present
Raymond James Financial Services Advisors, Inc. (Long Beach CA)
CA
04/04/2012 - 02/19/2019
UBS FINANCIAL SERVICES INC. (SEAL BEACH CA)
CA
01/03/2012 - 04/02/2012
AMERIPRISE FINANCIAL SERVICES, INC. (LONG BEACH CA)
CA
08/07/2008 - 12/20/2011
WELLS FARGO ADVISORS, LLC (SEAL BEACH CA)
BOTH
Issued 05/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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