Unclaimed
Derek Steven Routhier is a registered representative with Fidelity Brokerage Services LLC. Derek has been in the securities industry since February 3, 2011. Derek has a Series 7, Series 63, and SIE license. Derek has been registered with Fidelity Brokerage Services LLC since December 4, 2015. Derek's previous registration was with Fidelity Brokerage Services LLC from June 24, 2010, to April 22, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/04/2015 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
MA
06/24/2010 - 04/22/2015
FIDELITY BROKERAGE SERVICES LLC (DANVERS MA)
BC
Issued 06/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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