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Derek Sommers

Jefferies LLC

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About Derek Sommers

Derek Sommers is a registered representative of Jefferies LLC. Derek has been in the industry for over 1 year. Derek is registered in 53 states and holds Series 63, 86, 87 and SIE licenses. Derek is based in San Francisco, CA.

Firm Information

Derek Sommers is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Sommers’s Registration & Firm History

CA

10/26/2022 - Present

Jefferies LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/10/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/23/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Derek Sommers.
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