Unclaimed
Derek Soderberg is a financial advisor registered with Cantor Fitzgerald & Co. and has been active in the financial industry since 2017. Derek is licensed to conduct business in Texas, New York, Massachusetts, Illinois, Florida and California. Derek has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams. Derek previously worked at Colliers Securities LLC from 2017 to 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/17/2022 - Present
Cantor Fitzgerald & Co. (DALLAS TX)
MN
09/26/2017 - 04/25/2022
COLLIERS SECURITIES LLC (MINNEAPOLIS MN)
BC
Issued 10/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/13/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/26/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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