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Derek Soderberg

Cantor Fitzgerald & Co.

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About Derek Soderberg

Derek Soderberg is a financial advisor registered with Cantor Fitzgerald & Co. and has been active in the financial industry since 2017. Derek is licensed to conduct business in Texas, New York, Massachusetts, Illinois, Florida and California. Derek has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams. Derek previously worked at Colliers Securities LLC from 2017 to 2022.

Firm Information

Derek Soderberg is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Soderberg’s Registration & Firm History

TX

05/17/2022 - Present

Cantor Fitzgerald & Co. (DALLAS TX)

MN

09/26/2017 - 04/25/2022

COLLIERS SECURITIES LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/12/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2018

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/13/2018

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/26/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Derek Soderberg.
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