Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Slater is a financial advisor at Equity Services, Inc. with over 10 years of experience in the financial services industry. Derek has worked with many different clients, including individuals, families, and businesses. Derek's expertise includes a wide range of financial planning and investment services, including retirement planning, college savings, and estate planning. Derek has also worked at MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. Derek's commitment to providing exceptional client service is evident in his numerous positive client reviews.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/26/2021 - Present
Equity Services, Inc. (CHICAGO IL)
IL
02/19/2014 - 03/01/2019
MML INVESTORS SERVICES, LLC (CHICAGO IL)
IL
08/23/2010 - 09/30/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DOWNERS GROVE IL)
BOTH
Issued 02/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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