Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Siek is a financial professional with over 20 years of experience in the financial services industry. Derek is currently registered with D.a. Davidson & Co., and is licensed to provide financial advice in the state of Montana. Derek's expertise includes a range of services for individuals, businesses, and institutions. Derek has a comprehensive understanding of various investment strategies, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
08/18/2023 - Present
D.a. Davidson & Co. (GREAT FALLS MT)
NJ
05/09/2012 - 02/05/2013
COASTAL TRADE SECURITIES, LLC (SHORT HILLS NJ)
NJ
05/16/2003 - 12/02/2003
MILLENNIUM BROKERAGE, L.L.C. (CHATHAM NJ)
TX
02/11/2000 - 06/01/2001
RUSHMORE SECURITIES CORPORATION (DALLAS TX)
TX
03/20/1999 - 09/27/1999
1 800DAYTRADE.COM, INC. (RICHARDSON TX)
RI
04/03/1998 - 09/17/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 05/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/12/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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