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Derek Shaun Dalton

Carter, Terry & Company, Inc.

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About Derek Shaun Dalton

Derek Shaun Dalton is a registered representative with Carter, Terry & Company, Inc. Derek is a Series 62 and Series 63 licensed advisor in the states of Florida, Georgia, North Carolina, South Carolina and Texas. Derek has been in the financial industry since April 2010. Prior to joining Carter, Terry & Company, Inc. Derek was employed by PATRICK CAPITAL MARKETS, LLC and COMMERCE STREET CAPITAL, LLC.

Firm Information

Derek Dalton is currently registered with Carter, Terry & Company, Inc.. Carter, Terry & Company, Inc. is a corporation headquartered in Atlanta, Georgia. Founded in March 1985, the firm offers a variety of investment advisory services, including portfolio management for individuals and selection of other advisors. They manage approximately $114.4 million in regulatory assets for a range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. The firm has a team of 41 registered representatives, 19 investment adviser representatives, and 5 licensed agents. They are registered with the SEC and in 49 states.
Carter, Terry & Company, Inc.

3060 PEACHTREE RD NW

ATLANTA, GA 30305

$114.42M

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Dalton’s Registration & Firm History

GA

06/21/2018 - Present

Carter, Terry & Company, Inc. (ATLANTA GA)

GA

04/26/2011 - 06/04/2018

PATRICK CAPITAL MARKETS, LLC (Suwanee GA)

GA

04/30/2008 - 05/18/2009

COMMERCE STREET CAPITAL, LLC (DULUTH GA)

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Licenses & Designations

BC

Issued 01/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2006

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Derek Shaun Dalton. Review regulatory record here.
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