Unclaimed
Derek Simmons is a financial advisor with Morgan Stanley & Co. LLC, registered with FINRA. Derek has been in the financial industry since August 2012. Derek holds the Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/31/2012 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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