Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Scott Roy is a financial professional with over 10 years of experience in the industry. Derek is a registered representative with MML Investors Services, LLC and holds several industry licenses, including Series 7, 6, 52, and 53. Derek provides a variety of financial services to individuals, businesses, and institutions. He is committed to helping clients achieve their financial goals and is a valuable resource for financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
02/19/2014 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
09/21/2007 - 09/12/2012
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
BC
Issued 11/24/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/11/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Roy is the right advisor for you? Invested Better is here to help.
