Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Radulski is a financial advisor with Oppenheimer & Co. Inc., with over 23 years of experience in the financial industry. Derek specializes in financial planning, pension consulting and selection of other advisors. He has been registered with the state of California since 1/18/2023, as both a broker-dealer and an investment advisor. Previously, Derek has worked for D.A. Davidson & Co., Raymond James & Associates, Inc. and Morgan Stanley Smith Barney. Derek holds Series 7, 9, 10, 63 and 65 licenses as well as the SIE and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/18/2023 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
01/05/2021 - 01/20/2023
D.A. DAVIDSON & CO. (LOS ANGELES CA)
TX
08/16/2010 - 12/09/2019
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
CA
06/01/2009 - 10/01/2009
MORGAN STANLEY SMITH BARNEY (WALNUT CREEK CA)
CA
02/18/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
IA
Issued 01/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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