Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Prichard is an investment advisor representative with Northwestern Mutual Investment Services, LLC, located in New York, NY. Derek has been in the securities industry since August 2021. Derek has passed the Series 7TO and Series 66 exams. Derek is currently registered with FINRA and the state of New Jersey. Derek was previously employed by Ameriprise Financial Services, LLC in East Syracuse, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
11/03/2023 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
NY
08/07/2021 - 10/10/2023
AMERIPRISE FINANCIAL SERVICES, LLC (EAST SYRACUSE NY)
BOTH
Issued 1/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/7/2021
Series 7TO - General Securities Representative Examination
BC
Issued 1/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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