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Derek Scott Maxwell

Invesco Distributors, Inc.

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About Derek Scott Maxwell

Derek Maxwell is a financial professional with over 25 years of experience in the industry. Derek is currently registered with Invesco Distributors, Inc. and holds the Series 6, Series 26, and Series 99TO licenses. Derek has a strong background in investment company products and variable contracts.

Firm Information

Derek Maxwell is currently registered with Invesco Distributors, Inc.. Invesco Distributors, Inc. is a Corporation formed in November 1976. They are registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

221

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Maxwell’s Registration & Firm History

TX

03/27/1996 - Present

Invesco Distributors, Inc. (HOUSTON TX)

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Licenses & Designations

BC

Issued 05/03/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Scott Maxwell.
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